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CCEP Exam (Compliance) Study Guide |130 Questions with complete solutions |
Question 1: Which of the following BEST describes the purpose
of training based upon risk assessment findings?
A.) Reducing the organization's legal exposure
B.) Educating employees on laws and regulations
C.) Educating the board on the compliance program
D.) Reducing the organization's insurance premiums
CORRECT ANSWER: A. Reducing the organization's legal
exposure
Question 2: A compliance and ethics professional investigates a
report of sexual harassment. The incident does not constitute
sexual harassment, but reveals the employee's
misunderstandings of the harassment policy. Which of the
following should be the FIRST step in a corrective action plan?
A.) Consult outside counsel
B.) Disclose the incident to the EEOC
C.) Provide education and training on the policy
D.) Survey employees' understanding of the policy
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