CERTIFIED COMPLIANCE AND ETHICS PROFESSIONAL (CCEP) CERTIFICATION STUDY RESOURCES

CERTIFIED COMPLIANCE AND ETHICS PROFESSIONAL (CCEP) CERTIFICATION STUDY RESOURCES
Question : Which of the following BEST describes the
purpose of training based upon risk assessment findings?
A.) Reducing the organization's legal exposure
B.) Educating employees on laws and regulations
C.) Educating the board on the compliance program
D.) Reducing the organization's insurance premiums
CORRECT ANSWER: A. Reducing the organization's
legal exposure
Question : A compliance and ethics professional
investigates a report of sexual harassment. The incident
does not constitute sexual harassment, but reveals the
employee's misunderstandings of the harassment policy.
Which of the following should be the FIRST step in a
corrective action plan?
A.) Consult outside counsel

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