CPFA QUESTIONS WITH COMPLETE GUIDE AND

CPFA QUESTIONS WITH COMPLETE GUIDE AND .
Question : What entity keeps track of participant
accounts?
A) Plan Trustee
B) Custodian
C) Advisor
D) ERISA Counsel
E) Recordkeeper
Correct answer: E) Recordkeeper
Question : Which statements are true regarding prudent
process when selecting service providers?
A) Fiduciaries should follow DOL Service provider
selection regulations
B) RFPs and formal search processes are part of a best
practice for participant-driven plans
C) Owner-driven plans use a less formal solicitation of
proposals but they still should have a service provider
search process as best practice

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