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FIREARMS PROCESS COMPLIANCE TRAINING FCTC EXAM

Exam (elaborations) Jan 9, 2026
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FIREARMS PROCESS COMPLIANCE TRAINING (FCTC) EXAM

QUESTIONS

Actual Qs and Ans Expert-Verified Explanation

This Exam contains:

-Guarantee passing score -51 Questions and Answers -format set of multiple-choice -Expert-Verified Explanation

Question 1: The "bound book" is an ATF requirement.

False True

Answer:

T Question 2: Which of the following are considered mandatory when completing the ATF Form 4473 at the Exchange? Select all that may apply.Issuing Authority of Identification recorded in Block 26.a.Social Security Number recorded in Block 16.Ethnicity in Block 18.a.Race in Block 18.b.Type of Identification recorded in Block 26.a.

Answer:

Issuing Authority of Identification recorded in Block 26.a.Type of Identification recorded in Block 26.a.Ethnicity in Block 18.a.Race in Block 18.b.

Question 3: The Exchange requires all background checks to return a "Proceed" before transferring a firearm.False True

Answer:

T Question 4: The ATF requires sales and transfers of firearms to be documented in the "bound book" no later than _____ business days from the transaction.3 5 1 7

Answer:

7 Question 5: State laws regulating the sale and purchase of firearms vary from State to State.True False

Answer:

T Question 6: A member of the Armed Forces on active duty or their civilian spouse may use the active-duty member's Permanent Change of Station (PCS) orders to establish residency for the purchase of a firearm.True False

Answer:

F Question 7: When is it required for the transferee/buyer to list a permanent duty station address and a residence address for Question 10 on the ATF Form 4473? Select all that apply The transferee/buyer is a member of the Armed Forces on active duty and is acquiring a firearm in the same State as both his/her permanent duty station and his/her residence It is never required for the transferee/buyer to list a permanent duty station address and a residence address for Question 10 on the ATF Form 4473 The transferee is a member of the Armed Forces on active duty and is acquiring a firearm in the same state as his/her permanent duty station, and he/she resides on base The transferee/buyer is a member of the Armed Forces on active duty acquiring a firearm in a State where his/her permanent duty station is located but resides in a different State

Answer:

The transferee/buyer is a member of the Armed Forces on active duty acquiring a firearm in a State where his/her permanent duty station is located but resides in a different State Question 8: The ATF will usually issue a notice of revocation when it determines a Federal Firearm License (FFL) holder has "willfully" committed certain violations. Which of the following are considered "willful" violations? Select all that may apply.Using a paper ATF Form 4473 to complete a firearms transaction at the Exchange Failure to verify and document buyer eligibility Refusing to permit ATF to conduct an inspection Falsifying records, such as a firearms transaction form Transferring a firearm to a prohibited person

Answer:

Transferring a firearm to a prohibited person Refusing to permit ATF to conduct an inspection Falsifying records, such as a firearms transaction form Failure to verify and document buyer eligibility Question 9: In the United States, federal law prohibits certain individuals from legally purchasing firearms. These restrictions are designed to prevent guns from falling into the hands of those who might pose a danger to themselves or others. A "straw purchase" is the illegal buying of a firearm by an individual, a "straw buyer" on behalf of such a person.True False

Answer:

T Question 10: Firearms are considered "Critical Items" at the Exchange and should be included

in/on the following (select all that may apply):

Critical Item Inventories Firearms are not considered "Critical Items" at the Exchange Exchange Form 6400-015 (Critical Item Count Ticket) Critical Item System in ASAP Exchange Form 6400-016 (Critical Item Card)

Answer:

Firearms are not considered "Critical Items" at the Exchange

Question 11: "Straw purchases" as defined by the ATF may be conducted at the Exchange only

if (select all that may apply):

"Straw purchases" should never be conducted at the Exchange NICS background checks for both persons with "Proceed" results are obtained and annotated in Block 27.b. of the same ATF Form 4473 for the firearm being sold The General Manager approves the "straw purchase" The purchaser who completes the ATF Form 4473 checks "No" in Block 21.a.Both persons present valid forms of identification

Answer:

"Straw purchases" should never be conducted at the Exchange Question 12: A firearm is being acquisitioned into the "bound book" and has the following information on it: manufacturer, importer, country of origin, serial number, caliber, and part numbers. Which of the following must be included in the "bound book"? Select all that may apply.Serial number Country of origin Importer Caliber Manufacturer Part numbers

Answer:

Serial number Importer Caliber Manufacturer

Question 13: How often should the "bound book" be reviewed?

Quarterly Monthly Bi-weekly Daily Weekly

Answer:

Daily Question 14: Which federal regulation is responsible for restricting firearm sales to the buyer's state of residence, with exceptions for long guns and active-duty military with PCS orders?Gun Control Act of 1968 Youth Handgun Act of 1966 Bipartisan Safer Communities Act (BSCA) of 2022 Brady Handgun Violence Prevention Act of 1993

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